- Joint Forum of Financial Market Regulators - Proposed new disclosure regime will provide more meaningful fund information to Canadian investors
- IOSCO Technical Committee Statement on Accounting Standards Development and Enforcement
- Prépayé ICP - Intercontinental inc. - AMF files 331 charges and seeks fines totalling $3,525,000
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Third edition of Rendez-vous with the AMF -
A must event for the financial industry - Canadian Securities Regulators seek input on proposed trade-through protection rule
- AMF requests administrative penalties of $192,000 against BMO Nesbitt Burns Ltd., Bernard Dionne, Jean-Marc Leblond, Michel Beaulieu and Mathieu Truchon
- AMF seeks administrative penalty against Claude Cajolet
- AMF files 6 charges against Richard Quesnel, Martial Côté and Patrice Live and seeks over $230 ,000 in fines
- Triglobal - Freeze order extended
- The International Organization of Securities Commissions (IOSCO) is seeking comment on regulatory standards for funds of hedge funds