- Use of privileged information - Véronique Jallabert pleads guilty
- Autorité des marchés financiers $10,000 Administrative penalty against Les Assurances Gaucher et Robert
- Gilbert Fournier - AMF Investigators' Powers Confirmed
- Information regarding registration as Advising Representatives and Associate Advising Representatives
- Solicitation of investors on the Internet - Alexandre Migneault Ordered to Cease Activities
- F.D. De Leeuw & Associés inc. and its officer fined $40,000 and banned from trading
- Administrative penalty of $20,000 against Glen Eagle Resources Inc.
- Insurance firms struck off roll; to be imposed penalties of $100,000
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
- Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors