- Gestion Ar-Phi et associés inc. fined $9,000
- Matter of Henri Lemieux and Financière Hélios Capital - Service of notice of presentation
- Canadian Securities Regulators Finalize Requirements for Pre-sale Delivery of the Fund Facts for Mutual Funds
- Method of service in the matter of Michel Ange Romain and Vacances Caribana inc.
- Canadian securities regulators introduce amendments to oil and gas disclosure
- Canadian Securities Regulators release IIROC Oversight Review Report
- Illegal distributions - AMF sues Albert Edward Moore
- Illegal receipt of a commission - Claude Sicotte guilty
- Allegations of trading based on privileged information - AMF to appeal decision
- Warning - 1,000% return in 21 days - Too good to be true?
