This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Progressive Management Limited - Four individuals fined $412,000
- Already subject to penal proceedings for illegal practice - Order issued against Simon Déry
- Henri Lemieux and Financière Hélios Capital - Service of hearing notice
- Superior Court dismisses Bertrand Lussier's appel
- Illegal distributions in the Québec City area - Two people convicted
- Coopérative de services aux professionnels de la Mauricie - Gaston Boily pleads guilty
- Carrefour - Service of decision extending freeze order and disgorgement order
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of Decision by Bureau
- Non-compliance with Freeze Order - Réal Samson and Suzanne Labrecque fined
- Triglobal 2007-033 - Freeze order extension