A tool to help you assess compliance and continuously improve your practices.

INSTRUCTIONS

This questionnaire is for independant representatives and firms with only one representative.

For each of the following statements, indicate “Yes” or “No” as applicable to your situation.

Once you have completed the questionnaire, you’ll have access to explanations and useful references to help you strengthen your compliance habits.

Check your understanding of your obligations regarding representations and advertising

Insight

To retain a copy of your assessment containing all the answers and hyperlinks:

  • Click on “Print” on the “results” page;
  • Under “Printer”, select “Save as PDF” or “Print to PDF” from the dropdown menu.
End of the insight