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Displaying results 81 to 90 of 8030.
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2013mai30-41-101-ig-final-bourses-en.pdf (pdf - 11 KB)
This link will open in a new windowUpdated on June 2, 2013
AMENDMENTS TO POLICY STATEMENT TO REGULATION 41-101 RESPECTING GENERAL PROSPECTUS REQUIREMENTS 1. Policy Statement to Regulation 41-101 respecting General Prospectus Requirements is amended by inserting, after section 4.1, the following: “4.1.1. Plan summary for a scholarship plan To help write the […] -
2011nov25-41-101-avis-cons-bourse-en.pdf (pdf - 3 MB)This link will open in a new windowUpdated on November 28, 2011
CSA Notice and Request for Comments Scholarship Plan Prospectus Form Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus, Draft Form 41-101F3 Information Required in a Scholarship Plan Prospect […]
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OTCX Trading Limited - Demande de dispense (pdf - 243 KB)This link will open in a new windowUpdated on February 10, 20252025-SMVD-0001 - OTCX Trading Limited - Demande de dispense
2025-SMVD-0001 - OTCX Trading Limited - Demande de dispense
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Décision de révocation Carta Capital Markets LLC (pdf - 147 KB)This link will open in a new windowUpdated on December 23, 2024
Place de la Cité, tour PwC 2640, boulevard Laurier, bureau 400 Québec (Québec) G1V 5C1 Téléphone : 418 525-0337 Télécopieur : 418 525-9512 Numéro sans frais : 1 877 525-0337 www.lautorite.qc.ca 800, rue du Square-Victoria, bureau 2200 Montréal (Québec) H3C 0B4 Téléphone : 514 395-0337 Télécopieur : […]
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Dispense de reconnaissance de 360 Trading Networks UK Limited à titre de bourse (pdf - 215 KB)This link will open in a new windowUpdated on September 13, 2024Dispense de reconnaissance de 360 Trading Networks UK Limited à titre de bourse
Dispense de reconnaissance de 360 Trading Networks UK Limited à titre de bourse
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2024-SMV-0004 (pdf - 199 KB)This link will open in a new windowUpdated on February 29, 2024SpectrAxe, LLC Demande de dispense
SpectrAxe, LLC Demande de dispense
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Décision 2024-SMV-0003 (pdf - 189 KB)This link will open in a new windowUpdated on February 5, 2024AEGIS SEF, LLC, Demande de dispense
AEGIS SEF, LLC, Demande de dispense
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Décision 2024-SMV-0002 (pdf - 197 KB)This link will open in a new windowUpdated on February 5, 2024Refinitiv Transaction Services Limited, Demande de dispense
Refinitiv Transaction Services Limited, Demande de dispense
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Dispense de reconnaissance du CME Group (pdf - 196 KB)This link will open in a new windowUpdated on January 16, 2024Dispense de reconnaissance du CME Group
Dispense de reconnaissance du CME Group
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Dispense de reconnaissance de DW SEF (pdf - 196 KB)This link will open in a new windowUpdated on January 10, 2024Dispense de reconnaissance de DW SEF
Dispense de reconnaissance de DW SEF