Investment management Table des matières anglaise Introduction 1. Sound and prudent investment management 2. General framework for investment management 2.1 Roles and responsibilities of the board of directors 2.2 Roles and responsibilities of senior management 2.3 Strategy, policy and procedures 2. […]

Info-Conformité Insurance and securities registrants can receive Info-Conformité every quarter by signing up for E-mail Info. This initiative is primarily intended to disseminate and clarify the AMF’s expectations regarding the application of laws and regulations in order to support registrants in t […]

Rules of conduct and rules governing the pursuit of activities as a representative Mortgage brokerage Representatives must, in the practice of their profession, always remain independent and avoid placing themselves, directly or indirectly, in a situation in which they would be in an actual or poten […]

Supervisory Framework As stated in its constituting Act, part of the AMF’s mission is to “ensure that the financial institutions and other regulated entities of the financial sector comply with the solvency standards applicable to them as well as with the obligations imposed on them by law with a vi […]

Recognized training providers Claims adjustment ASC - Claims Adjustment DCS - Diploma of Collegial Studies ASC - Claims Adjustment Below is the list of programs leading to an attestation of collegial studies (ACS-AEC) recognized by the Autorité des marchés financiers (AMF). Québec City and surroundi […]

This program seeks to extend maximum privacy protection to whistleblowers to provide any information that may demonstrate a violation or imminent violation of an Act administered by the AMF.

Register - Credit assessment agents Credit Assessment Agents Act (S.Q. 2020, c. 21) The AMF designates a personal information agent A personal information agent means any person who, on a commercial basis, personally or through a representative, establishes files on other persons and prepares and co […]

Supervisory Framework As stated in its constituting Act, part of the AMF’s mission is to “ensure that the financial institutions and other regulated entities of the financial sector comply with the solvency standards applicable to them as well as with the obligations imposed on them by law with a vi […]

Constitution, regulation by Title III and organization of a mutual company (ss. 201-232 IA) Application This section applies to the constitution of a mutual company under the Insurers Act in order to be considered a Québec insurer. Summary A mutual company constituted under the IA is regulated by Ti […]

The Exchange-Traded Funds (ETFs) Facts provides core information about the fund and briefly explains the fees and expenses you will pay, the dealer’s remuneration, and your rights. Consult it before investing!