- Canadian Securities Regulators Provide Update on Consultation on Option of Discontinuing Embedded Commissions
- Canadian Securities Regulators Release Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives
- Penalties of $5,500 against Daniel Salanon and $2,500 against Daniel Salanon Industries inc.
- Freeze and prohibition orders against Sidis Capital & Associés and Louis-Philippe Gagné
- Illegal practice as a dealer and aiding with illegal distribution - Fernand Plante acquitted
- Canadian Securities Administrators Publish Final Amendments Mandating a CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts
- Reports of exempt distribution: Looking for a checklist?
- Interim prohibition orders issued against Philippe Beaudoin and Pierre-Luc Bernier
- Nosfinances.com - Service of decision by Tribunal administratif des marchés financiers
- Binary options - AMF updates its list of illegally operating platforms
