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  • Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
    June 14, 2018
  • Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens
    June 11, 2018
  • CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
    June 6, 2018
  • PlexCoin - New orders issued against Dominic Lacroix, Sabrina Paradis-Royer and several individuals, institutions and businesses
    May 29, 2018
  • Positive enforcement outcomes in 2017
    May 29, 2018
  • Distribution Practices Advisory Committee
    May 25, 2018
  • Canadian securities regulators focus on areas for reducing regulatory burden for investment funds
    May 24, 2018
  • Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities
    May 24, 2018
  • Call for Candidates to sit on Technological Innovation Advisory Committee
    May 16, 2018
  • Administrative penalty against CIBC Trust
    April 30, 2018
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