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- Norbourg - AMF to provide some $31 million in compensation
- AMF seeks administrative penalty and registration suspension against life insurance brokers Bernard Côté & associés inc.
- AMF seeks administrative penalty against Services financiers Major Ltée
- Canadian Securities Administrators released their fifth report of enforcement activities
- Canadian regulators release results of hedge fund review
- AMF launches penal proceedings against Prospection 2000 inc., Société de Prospection de la Péninsule Gaspésienne inc. and Bernard Gagnon
- Claude Lavigne fined $155,000
- AMF to propose amendments to regulation respecting the compulsory professional development of financial planners
- Insurance of person (life and health) and P&C insurance - Update of documents relating to actuary's reports
- Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants