News
- Administrative penalty of $33,000 against Hampton Securities Limited
- Canadian youth invited to take part in 'Financial Fitness Challenge' contest
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Canadian Securities Administrators 2008 Enforcement Report (pdf - 821 KB)
This link will open in a new windowUpdated on January 28, 2009
- Canadian Securities Regulators release report on enforcement activities for 2008
- AMF files 41 charges against Pierre Paquin and seeks $41,000 in fines
- Fadi Hurani Case - Joint Settlement Agreement reached between the Alberta Securities Commission and the Autorité des marchés financiers
- Alberta and Quebec Securities Regulators Work Together to Settle Insider Trading Case
- Derivatives Act comes into force on February 1, 2009 - Québec bolsters leadership role in derivatives
- Response from Jean St-Gelais to an editorial that appeared in the Globe and Mail on January 14, 2009
- AMF files 47 charges against Antonio Rossi and seeks $470,000 in fines