News
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Triglobal - Notice of hearing (pdf - 458 KB)
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- Samuel Ezerzer, SP500 Trading Online and S.E. Financial Advisor Services not authorized to act as securities dealer or adviser
- Gregory Lupu, SP500 Trading Online and Tailwind Trading not authorized to act as securities dealer or adviser
- Illegal practices and distributions - AMF launches penal proceedings against Jean-Pierre Beaudry
- Illegal practice in damage insurance - Zaineb Darkaoui fined $46,000
- Canadian Securities Administrators seek comments on regulation of over-the-counter derivatives trade reporting and repositories
- Canadian Securities Administrators propose enhanced disclosure requirements on investment costs and performance
- AMF files suit against Claude Mercier and seeks fines of $1,845,000 and prison term
- Québec-France mutual recognition of professional qualifications - Agreements on mobility of insurance and securities professionals
- Request for comment - Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer