- Micro-Prêts inc. - AMF launches penal proceedings
- Market Manipulation - Yvan Guyon fined $40,000
- Financière Hélios Capital - Service of hearing notice
- Canadian Securities Regulators Propose Amendments to "Pre-Marketing" and "Marketing" Prospectus Rules
- The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement
- Canadian Securities Regulators propose enhancements to Scholarship Plan Disclosure
- Financial Literacy Month - Three new guides on personal finances
- Financial Literacy Month - Three new guides on personal finances
- Illegal practice as a dealer - AMF seeks $18,000 in fines against Bernard Simon Nagy
- Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
