Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
CSA
Vancouver - The Canadian Securities Administrators (CSA) today announced the adoption of amendments to National Policy (NP) 11-201 Delivery of Documents by Electronic Means.
The amended policy will replace the current NP 11-201 and will come into force on November 18, 2011 when it will be renamed National Policy 11-201 Electronic Delivery of Documents.
In Québec, NP 11-201 will replace Notice 11-201 related to the Delivery of Documents by Electronic Means.
NP 11-201 explains how Canadian securities legislation obligations for the delivery of documents may be satisfied by electronic means. The amended NP 11-201 takes into account changes in legislation and technology, ensuring the policy remains up-to date.
In drafting the amended policy, the CSA considered a number of submissions that were received during the 60-day comment period (April 29 - June 29, 2011).
To view the amended policy, please refer to the CSA Notice on NP 11-201, which is available on the websites of various CSA members. This link will open in a new window
The CSA, the council of the securities regulators of Canada's provinces and territories, coordinates and harmonizes regulation for the Canadian capital markets.
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For more information:
CSA member name | Point of contact | Phone number |
---|---|---|
Autorité des marchés financiers | Sylvain Théberge | |
Alberta Securities Commission | Mark Dickey | |
British Columbia Securities Commission | Richard Gilhooney | |
Financial Services Regulation Div. Newfoundland and Labrador | Doug Connolly | |
Manitoba Securities Commission | Ainsley Cunningham | |
New Brunswick Securities Commission | Wendy Connors-Beckett | |
Northwest Territories Securities Office | Donn MacDougall | |
Nova Scotia Securities Commission | Natalie MacLellan | |
Nunavut Securities Office | Louis Arki | |
Ontario Securities Commission | Carolyn Shaw-Rimmington | |
PEI Securities Office, Office of the Attorney General | Janice Callbeck | |
Saskatchewan Financial Services Commission | Jennifer Anderson | |
Yukon Securities Registry | Graham Lang |