- Caution by AMF - Caution with regard to solicitations in the derivatives market
- Carrefour - Alleged Conspiracy to Manipulate the Market
- Cease Trade Order Against François Michaud, Righthedge Investments inc. and Wealth Building Venture inc.
- Canadian Securities Regulators annonce results of continuous disclosure reviews for fiscal 2012
- Mutual Fund Dealer - Rimac Financial Inc.'s rights suspended
- Progressive Management Limited - Four individuals fined $412,000
- Already subject to penal proceedings for illegal practice - Order issued against Simon Déry
- Allegations of trading based on privileged information - AMF seeks penalty for insider trading
- Henri Lemieux and Financière Hélios Capital - Service of hearing notice
- Tuteur Modulaire J.C. Inc. - AMF files 19 charges against Jocelyn and Claude Lapierre
