- Nutripousses Inc. - AMF files nine charges against Denis Michel Ledoux
- In the Matter of Norshield - Michel L'Italien fined $80,000 and René Joubert found guilty
- Portfolio management - Mandataire P.L.P. Inc. and Pierre-Louis Péloquin stripped of their rights and fined $32,500
- Mutual fund dealer - Withdrawal of Rimac Financial Inc.'s right to practise
- Illegal practice as claims adjustor - Georges Younes fined
- Illegal Practice as a Securities Dealer - AMF files four charges against Georges Dufour
- AMF calls for administrative penalties against Renée Roy and Jean-Pierre Lavallée
- Tempus - Illegal practice and distributions - Raymond Parent and Alain Botbol found guilty
- Natural Solutions International Inc. - Four co-accused fined almost $500,000
- Fin Al inc. agrees to pay $17,500 penalty
