News
- Sigma Alpha Capital inc. agrees to pay $6,000 penalty
- Illegal practice as a dealer and distribution without prospectus - AMF files 15 charges against Jean Desbiens, Ghislaine Desbiens and Services financiers P.G.Q.S. Inc.
- Richard Silas fined $8,000
- Illegal Distributions - Three purported dealers fined $78,000
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
- Administrative agreement between UBS Investment Management Canada Inc. and AMF
- Illegal practice as a dealer and illegal distribution - Denis St-Laurent fined $216,000
- Misrepresentation - AMF seeks $10,000 fine against Dimitrios Platanitis
- Éric Weynant charged with illegal distributions
- Canadian Securities Regulators undertake review following loss of personal information