- Assurexperts Pierre Auchu inc. and Pierre Auchu to pay $20,000 in administrative penalties
- Derivatives Market Transparency - Market participants, do you have your LEI?
- Penalties imposed on Giguère, Morin, Services financiers inc. and its responsible officer
- Illegal Practices and Distributions - Fines against Robert Lebel, Lucie Roussel and Réjean Lessard
- Penalties of $24,500 imposed on Concept Global V.I.P. inc. and Yvan Cayer
- Illegal practice and distributions - Marc Jémus guilty
- Administrative penalties against Simon Vodovos and Vilaron
- Yves Besner pleads guilty
- Transaction based on privileged information - Jacques Gauthier fined $9,000
- Canadian Securities Regulators Finalize Rule Amendments Regarding Disclosure of Women on Boards and in Senior Management
