This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Cease trade order and freeze order against Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corporation and Weizhen Tang
- Administrative penalty against Loewen Ondaatjee McCutcheon Limited
- In matter of Jitec - Appeal of Benoît Laliberté's penal conviction - Benoît Laliberté guilty of three other charges
- Gestion Guychar (Canada) Inc. - Freeze order extended
- Les Investissements Cadec inc. - Maxso Morino fined $40,000
- Line Vaillancourt fined $14,000
- Cease trade order lifted in matter of IOU Central Inc.
- Triglobal - 2008-004 - Freeze order extended
- Canaccord Capital Corporation imposed administrative penalty of over $5,000
- Christine Richème fined $4,000