This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Illegal Distributions - Technologies et Solutions du Futur (TSF) inc. - Charles D'Entremont fined $15,000
- Onco Petroleum - BMO Nesbitt Burns Ltd, and four representatives from Rimouski fined $103,500
- Illegal Insider Trading - Dominic Côté pleads guilty - fined over $1.2M
- Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of decision by Bureau and notice of hearing
- 12th representative fined in Mount Real matter - Larraine Lyttle fined $91,000
- Carrefour - Notice of hearing
- Mount Real - Three additional representatives guilty
- Triglobal - 2008-004 - Service of notice of hearing
- Illegal receipt of a commission - Claude Sicotte fined $30,000
- Véhicules Nemo inc. - Service of decision by Bureau de Décision et de Révision