This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Illegal practice as a dealer and illegal distribution - Denis St-Laurent fined $216,000
- Pierre Jolicoeur pleads guilty to fraud charges
- Administrative penalty of $9,000 against Entreprises Greg Pompeo inc.
- Autorité des marchés financiers $10,000 Administrative penalty against Les Assurances Gaucher et Robert
- F.D. De Leeuw & Associés inc. and its officer fined $40,000 and banned from trading
- Administrative penalty of $20,000 against Glen Eagle Resources Inc.
- Carrefour - Notice of hearing
- Triglobal - 2007-033 - Service of notice of hearing
- Illegal practice as a dealer - Jacques Gagné fined $806,000
- Exportation Korinor and François C. Desrosiers plead guilty