This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Société d'investissement Fjord inc. ordered to pay administrative penalty of $14,500
- Six and a half years in prison for Pierre Jolicoeur
- Universitas Foundation of Canada fined $15,000
- Service of Bureau Decision
- Penalties and conditions imposed on MonArc Money Solutions Inc.
- Satel inc. agrees to pay administrative penalty of $35,000
- Joneldy Capital inc. and Jonathan Lehoux agree to pay $17,600 penalty
- Claimspro inc. agrees to pay administrative penalty of $50,000
- Sigma Alpha Capital inc. agrees to pay $6,000 penalty
- Administrative agreement between UBS Investment Management Canada Inc. and AMF