Decisions and Freeze and cease trade orders

On May 10, 2013, the Bureau de décision et de révision ("Bureau") approved an agreement reached between Joneldy Capital inc., Jonathan Lehoux and the Autorité des marchés financiers ("AMF") regarding an administrative penalty totalling $17,600.

Joneldy Capital inc. was fined $16,000 for several regulatory and compliance violations. As for Jonathan Lehoux, he was fined $1,600 for failing to assume his responsibilities as chief compliance officer of the firm.