Professionals

The AMF is the regulatory and oversight body for Québec’s financial sector. Its role is to ensure that individuals and firms in the financial sector comply with current Québec laws, notably in the areas of insurance, securities, deposit institutions (other than banks) and the distribution of financial products and services.

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Inspection

New Governance and Compliance Guide

The AMF is releasing a new work tool in order to better support registrants under the Act respecting the distribution of financial products and services.
Whistleblower Program: Sound the alarm!

The AMF has set up a secure window through which whistleblowers can report information that will be dealt with thoroughly and in complete confidence by a specialized team.

Public consultations

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Regulation respecting Alternative Distribution Methods December 10, 2018 Category Insurance and Financial Planning
Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations - Embedded commissions December 13, 2018 Category Securities
Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure and concordant regulations December 5, 2018 Category Securities
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Client Focused Reforms October 19, 2018 Category Securities

Information on Bill 141

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Integration of mortgage brokers

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New Governance and Compliance Guide

Whistleblower Program: Sound the alarm!

Public consultations

Information on Bill 141