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Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
Public consultationsSee all public consultations
- Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption December 16, 2020 Category Securities
- Regulation to amend Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives December 2, 2020 Category Derivatives
- Regulation respecting the distribution of qualified syndicated mortgages October 9, 2020 Category Securities
- CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses