Professionals

The AMF is the regulatory and oversight body for Québec’s financial sector. Its role is to ensure that individuals and firms in the financial sector comply with current Québec laws, notably in the areas of insurance, securities, deposit institutions (other than banks) and the distribution of financial products and services.

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Fintech

Reminders for financial institutions

Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
Declaration of complaint

Complaint declaration period is between July 1 to July 30, 2020.
COVID-19: Important information

Public consultations

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CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses
Services de dépôt et de compensation CDS Inc. (la « CDS ») – Modification des règles de la CDS à l’intention des adhérents – Révision de fond (in French only)_ July 31, 2020 Category Exchanges, SROs and clearing houses
Bourse de Montréal Inc. (la « Bourse ») – Modifications de la Partie 4 des règles – Processus d’enquête (in French only) July 31, 2020 Category Exchanges, SROs and clearing houses
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients July 20, 2020 Category Securities

Information on Bill 141

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Integration of mortgage brokers

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Reminders for financial institutions

Declaration of complaint

COVID-19: Important information

Public consultations

Information on Bill 141