Professionals

The AMF is the regulatory and oversight body for Québec’s financial sector. Its role is to ensure that individuals and firms in the financial sector comply with current Québec laws, notably in the areas of insurance, securities, deposit institutions (other than banks) and the distribution of financial products and services.

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Reminders for financial institutions

Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
COVID-19: Important information

Public consultations

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Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations - Amendments Relating to the Offering Memorandum Prospectus Exemption December 16, 2020 Category Securities
Regulation to amend Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives December 2, 2020 Category Derivatives
Regulation respecting the distribution of qualified syndicated mortgages October 9, 2020 Category Securities
CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses

Information on Bill 141

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Integration of mortgage brokers

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Call back feature: don’t wait on the phone!

Reminders for financial institutions

COVID-19: Important information

Public consultations

Information on Bill 141