Professionals

The AMF is the regulatory and oversight body for Québec’s financial sector. Its role is to ensure that individuals and firms in the financial sector comply with current Québec laws, notably in the areas of insurance, securities, deposit institutions (other than banks) and the distribution of financial products and services.

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Fintech

Reminders for financial institutions

Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
Declaration of complaint

Complaint declaration period is between July 1 to July 30, 2020.
COVID-19: Important information

Public consultations

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Regulation respecting the distribution of qualified syndicated mortgages October 9, 2020 Category Securities
Organisme canadien de réglementation du commerce des valeurs mobilières (l’« OCRCVM ») – Projet d’adoption anticipée de certaines Règles de l’OCRCVM par intégration aux Règles des courtiers membres (in French only) September 8, 2020 Category Exchanges, SROs and clearing houses
CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses
Consultation of the insurance industry – IFRS 17 versions of the Annual and Quarterly returns, instructions and validations rules August 31, 2020 Category Insurance and Financial Planning

Information on Bill 141

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Integration of mortgage brokers

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Reminders for financial institutions

Declaration of complaint

COVID-19: Important information

Public consultations

Information on Bill 141