Financial institutions are reminded that, in the context of the pandemic, certain requirements and expectations set out in the AMF’s frameworks have taken on greater relevance, and that it is important to ensure, among other things, that their clients are treated fairly.
Complaint declaration period is between July 1 to July 30, 2020.
Public consultationsSee all public consultations
- CSA Consultation Paper 25-402: Consultation on the Self-Regulatory Organization Framework October 23, 2020 Category Exchanges, SROs and clearing houses
- Services de dépôt et de compensation CDS Inc. (la « CDS ») – Modification des règles de la CDS à l’intention des adhérents – Révision de fond (in French only)_ July 31, 2020 Category Exchanges, SROs and clearing houses
- Bourse de Montréal Inc. (la « Bourse ») – Modifications de la Partie 4 des règles – Processus d’enquête (in French only) July 31, 2020 Category Exchanges, SROs and clearing houses
- Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments to Enhance Protection of Older and Vulnerable Clients July 20, 2020 Category Securities