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Displaying results 9821 to 9830 of 14500.
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vol4no1_6-6.pdf (pdf - 169 KB)
This link will open in a new windowUpdated on January 8, 2007
6.6 Placements . . 5 janvier 2007 - Vol. 4, n° 1 247 Bulletin de l'Autorité des marchés financiers 6.6 PLACEMENTS 6.6.1 Visas de prospectus 6.6.1.1 Prospectus provisoires Acuity 2007 Flow-Through Limited Partnership Visa du prospectus provisoire du 19 décembre 2006 concernant le placement d’un maxim […] -
2024 NRD Securities Fee Schedule (pdf - 194 KB)This link will open in a new windowUpdated on December 4, 2023tableau
tableau
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vol7no39_2-1.pdf (pdf - 263 KB)This link will open in a new windowUpdated on October 1st, 2010
2.1 Rôle d'audiences . . 1 octobre 2010 - Vol. 7, n° 39 8 Bulletin de l'Autorité des marchés financiers 00 2.1 RÔLES D’AUDIENCES RÔLE DES AUDIENCES N° Parties (Avocats) N° du dossier Membre(s) Date Nature Commentaires 1° Autorité des marchés financiers c. Gestion de Capital Triglobal inc. et Société […]
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vol12no19_5-1.pdf (pdf - 650 KB)This link will open in a new windowUpdated on May 14, 2015
5.1 Avis et communiqués . . 14 mai 2015 - Vol. 12, n° 19 132 Bulletin de l'Autorité des marchés financiers 00 5.1 AVIS ET COMMUNIQUÉS Multilateral Memorandum of Understanding on Cooperation and Information Exchange de l'Association internationale des contrôleurs d'assurance (Protocole multilatéral d […]
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2011juil29-12-203-ig-cons-en.pdf (pdf - 7 MB)This link will open in a new windowUpdated on August 1st, 2011
POLICY STATEMENT 12-203 RESPECTING CEASE TRADE ORDERS FOR CONTINUOUS DISCLOSURE DEFAULTS PART 1 INTRODUCTION 1.1. What is the purpose of the policy statement? This policy statement provides guidance to issuers, investors and other market participants as to how the Canadian Securities Administrators […]
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2008aout29-12-203-ig-final-en.pdf (pdf - 2 MB)This link will open in a new windowUpdated on November 26, 2009
POLICY STATEMENT 12-203 RESPECTING CEASE TRADE ORDERS FOR CONTINUOUS DISCLOSURE DEFAULTS PART 1 INTRODUCTION 1.1. What is the purpose of the policy statement? This policy statement provides guidance to issuers, investors and other market participants as to how the Canadian Securities Administrators […]
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Regulation 11-102 respecting Passport System (pdf - 645 KB)This link will open in a new windowUpdated on March 1st, 2013
REGULATION IN FORCE FROM JULY 1, 2012 TO FEBRUARY 28, 2013 1 Last amendment in force on July 1, 2012 This document has official status c. V-1.1, r. 1 REGULATION 11-102 RESPECTING PASSPORT SYSTEM Securities Act (R.S.Q., c. V-1.1, s. 331.1) PART 1 DEFINITIONS 1.1. Definitions In this Regulation, "cate […]
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Regulation 11-102 respecting Passport System (In force from April 20,2012 to June 30, 2012) (pdf - 885 KB)This link will open in a new windowUpdated on December 17, 2012Passport System - Consolidated (not in force)
Passport System - Consolidated (not in force)
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vol16no16_3.pdf (pdf - 442 KB)This link will open in a new windowUpdated on April 25, 2019
3. Distribution de produits et services financiers 3.1 Avis et communiqués 3.2 Réglementation 3.3 Autres consultations 3.4 Retraits aux registres des représentants 3.5 Modifications aux registres des inscrits 3.6 Avis d'audiences 3.7 Décisions administratives et disciplinaires 3.8 Autres décisions . […]
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vol13no51_6.pdf (pdf - 4 MB)This link will open in a new windowUpdated on December 22, 2016
6. Marchés de valeurs et des instruments dérivés 6.1 Avis et communiqués 6.2 Réglementation et instructions générales 6.3 Autres consultations 6.4 Sanctions administratives pécuniaires 6.5 Interdictions 6.6 Placements 6.7 Agréments et autorisations de mise en marché de dérivés 6.8 Offres publiques 6 […]