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Displaying results 281 to 290 of 8030.
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Regulation to amend Regulation 45-106 respecting Prospectus and Registration Exemptions and concordant regulation – Short-Term Debt Prospectus Exemption and Proposed Securitized Products Amendments
BMO Capital Markets The Canadian Advocacy Council for Canadian CFA Institute Societies CIBC Canadian Tire Corporation, Limited Stikeman Elliott LLP First National Financing LP Moody’s Investors Service DBRS FAIR Investment Industry Association of Canada (IIAC) Association canadienne du commerce des […]
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CSA Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms
Potential Regulation of Proxy Advisory Firms Manifest VoterMedia.org Center for Capital Markets Competitiveness Institutional Shareholder Services Inc. (ISS) NEI Investments CPP Investment Board George Weston Limited Mercer (Canada) Limited Canadian Tire Stakeholders Empowerment Services (SES) Insti […]
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Presentation of consultation findings and proposed orientations
Notice and Request for Comment regarding compensation of consumers of financial products and services Reference Guide - Protection Mechanisms Notice regarding extension of consultation on compensation Jules Blais Banque Nationale Fraser Milner Casgrain S.E.N.C.R.L. Mouvement des caisses Desjardins C […]
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Regulation to amend Regulation 41-101 respecting General Prospectus Requirements and concordant regulations - Mandating a summary disclosure document for exchange-traded mutual funds and its delivery
Notice and Request for comments Regulation to amend Regulation 41-101 Amendments to Policy Statement to Regulation 41-101 Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure Amendments to Policy Statement to Regulation 81-106 CSA Point of Sale Disclosure Project ET […]
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CSA Consultation Paper 95-401 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
The Canadian Bankers Association (CBA) Canadian Market Infrastructure Committee (CMIC) KfW Bankengruppe (KFW) The Custody Banks The Canadian Commercial Energy Working Group submitted by Sutherland Asbill & Brennan LLP TripOptima Western Union Business Solutions (WUBS) […]
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Canadian Investment Regulatory Organization (« CIRO ») - Rule Consolidation Project – Phase 1
The Autorité des marchés financiers publishes for comment , filed by OCRI, Phase 1 of its Rule Consolidation Project rule proposals. […]
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CSA Consultation Paper 92-401 - Derivatives Trading Facilities
Bloomberg L.P (Bloomberg) The Canadian Advocacy Council 1 for Canadian CFA Institute 2 Societies (the CAC) Capital Power Canadian Market Infrastructure Committee (CMIC) CanDeal.ca Inc.(Candeal) FortisBC Energy Inc. (FortisBC) Global Foreign Exchange Division (GFXD) International Swaps and Derivative […]
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Canadian securities regulators provide update on trading fee rebate pilot study
Toronto – The Canadian Securities Administrators (CSA) today published an update on its plan to proceed with the Trading Fee Rebate Pilot Study (the Pilot Study), which would analyze the effects of the prohibition of marketplace trading fee rebate payments on market participants. Proceeding with the […]
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Draft Regulation 62-105 Respecting Security Holder Rights Plans and Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans and Draft Consequential Amendments
Ad Hoc Senior Securities Practitioners Group Addenda Capital Inc. 1 2 Agrium AIMCo (Alberta Investment Management Corporation) Alain Bouchard BC Investment Management Corporation Bennett Jones LLP BlackRock Borden Ladner Gervais CAE Caisse de dépôt et placement du Québec Canadian Coalition for Good […]
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CSA Notice and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Regulatory Notice CSA Notice and Request for Comment Regulation to amend Regulation 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations […]