- Regulators publish update on consideration of concerns regarding reduced access to Canadian foreigh-currency fixed income offerings
- Reciprocal prohibition orders against Paul Azeff and Korin Bobrow
- AMF launches penal proceedings against Carol Voyer, Gilles Tremblay and Granite Sélect
- Jacinthe Forest fined $42,000
- AMF files charges against Gilles Payette
- Illegal operation of private automated teller machines - AMF takes action against ten businesses
- Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
- Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
- The Talking money in class! contest - Many prizes to be won - AMF invites teachers to talk about money
- Matter of Tran et al. - Service of notice of presentation