- Proposed amendments would discontinue the deferred sales charge (DSC) option and trailing commissions to dealers who do not make a suitability determination
- AMF to hold information session on client focused reforms and embedded commissions
- Canadian securities regulators propose rule regarding non-GAAP and other financial measures
- AMF provides issuers with guidance on modern slavery disclosure requirements
- Canadian securities regulators issue guidance on bail-in debt regime
- AMF organizes roundtable on proposed derivatives registration and business conduct regulations
- Canadian securities regulators provide update on trading fees and rebates pilot study
- Canadian securities regulators advise of unauthorized access to National Registration Database
- Canadian securities regulators provide update on approach to determining director and audit committee member independence
- Canadian Securities Regulators Publish Final Amendments on Report of Exempt Distribution
