News
- AMF launches further proceeding against Daniel Poulin
- Publication of a new notice on marketplace lending platforms
- Over $18 Million in Fines Against Jean-François Amyot and other Defendants
- AMF urges utmost caution regarding solicitations relating to PlexCoin
- Canadian securities regulators publish annual report outlining investor education campaigns and activities
- Canadian securities regulators publish guidance on conflict of interest transactions
- Canadian Securities Regulators publish final amendments to custody and other requirements for dealers, advisers and investment fund managers
- Virtual Currency - Orders issued against PlexCorps, PlexCoin, DL Innov inc., Gestio inc. and Dominic Lacroix
- Conflict of interest in relation to incentives - AMF invites Insurance Stakeholders to contribute to discussions
- Canadian securities regulators caution industry about false and misleading registration applications and outline changes to trading supervision reports