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- Penal proceedings initiated against C.A.D.R.E. Assurances
- Freeze order against TIP Funds Canada Ltd. is renewed
- Penal proceedings instituted against Réal Forest and Réal Ouellette
- Cease trade order requested against Regroupement des marchands actionnaires
- CSA awards "Test your financial I.Q." grand prize to a young Quebecer
- Hyacinthe Auger pleads guilty to ten counts
- Stevens Demers pleads guilty to 33 counts
- Penal proceedings instituted against Claude Lavigne, Claude Valade and Jean-Pierre Nadeau
- Ban requested against Kosta Parthimos
- Launch of fund for investor education and the promotion of good governance