- Canadian Securities Regulators approve requirements on use of clients brokerage commissions
- ICC Capital Management and John Dracontaidis - Freeze orders, cease trade orders, and receivership - receivers's report filed
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Regulation 23-102 respecting Use of Client Brokerage Commissions (pdf - 534 KB)
This link will open in a new windowUpdated on October 5, 2009
- Canadians still not putting investing knowledge into practice, national study reveals
- Quebeckers say they are responsible for investment decisions yet take little action
- AMF and Question Retraite launch brochure on HBP and retirement
- AMF meets with investors and urges them to make informed decisions
- CSA and IIROC publish joint Consultation Paper on Dark Pools, Dark Orders and Other Developments in Market Structure in Canada
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Joint Canadian Securities Administrators / Investment Industry Regulatory Organization of Canada Consultation Paper 23-404: Dark Pools, Dark Orders, and Other Developments in Market Structure in Canada (pdf - 124 KB)This link will open in a new windowUpdated on September 30, 2009
- AMF sues Jacques Duchastel and Daniel Boivin and seeks $144,000 in fines
