News
- AMF sues Jean-Claude Morin and seeks $377,000 in fines
- CSA and IIROC publish update of regulatory issues and next steps to address developments in market structure in Canada
- @rgentum Management & Research Corporation - Orders issued against Matthew Scott Sinclair
- Penalty against representative in Norshield matter
- Securities regulators help young Canadians increase financial literacy with the Financial Fitness Challenge
- Digital World Financial - Christian Viau and Michael J. Moore fined
- Triglobal - 2007-033 - Service of request for freeze order extension
- Illegal Practice as a Claims Adjuster - AMF sues Mauricio Bourque Labelle
- Illegal receipt of a commission - AMF files suit against Claude Sicotte ans seeks fine of $30,000
- Centre Financier de Montérégie inc. (C.F.M.) - AMF sues Alain Trempe, René Drouin and Guy Desjardins