- Ontario Securities Commission seeking victims in Al-Tar Energy Corp. matter
- Consolidated International Investment Holdings - Fined $8,000
- Illegal practice as a dealer - AMF lays charges against Alain André Desarzens
- Illegal activities as a dealer and distribution without prospectus - AMF charges against Frédéric Lavoie
- René Adam barred from acting as adviser
- Illegal practice as a dealer - AMF charges Solange Poncelet-Leroy and Gilbert Asselin
- Canadian securities regulators enter into supervisory cooperation arrangements with EU and EEA financial regulators
- Canadian securities regulators will not implement proposed rules for venture issuers
- AMF intervenes in matter of misappropriation
- Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2013
