News
- Gestion de fonds O'Leary to pay $38,000 in administrative penalties
- Fines against Serge Guertin
- Assurexperts Pierre Auchu inc. and Pierre Auchu to pay $20,000 in administrative penalties
- Derivatives Market Transparency - Market participants, do you have your LEI?
- Penalties imposed on Giguère, Morin, Services financiers inc. and its responsible officer
- Penalties of $24,500 imposed on Concept Global V.I.P. inc. and Yvan Cayer
- Illegal Practices and Distributions - Fines against Robert Lebel, Lucie Roussel and Réjean Lessard
- Administrative penalties against Simon Vodovos and Vilaron
- Illegal practice and distributions - Marc Jémus guilty
- Transaction based on privileged information - Jacques Gauthier fined $9,000