This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Mount Real - Anthony Cappellano guilty
- Constantin Dean Caros guilty
- Mount Real - Enrico Bruni acquitted
- Future Growth Group - Cease trade order
- AMF approves applications by Montréal Exchange and Canadian Derivatives Clearing Corporation
- Court of appeal dismisses appeal applications by Louis-Philippe Séguin and Corporation stratégique SPJ
- Administrative penalities imposed on three securities advisers and one group savings plan brokerage firm
- Mount Real - Luigi Muro found guilty and ordered to pay $324,000
- Provisional order against AC Reinsurance Management Inc.
- IOU Central Inc. - Partial lifting of cease trade order