This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Claude Plouffe and Le Garant Consultant inc. fined $21,000
- Disclosure violations - Administrative penalties imposed on State Street Global Markets Canada Inc. and MF Global Canada
- Triglobal - 2008-004 - Method of service in connection with request for freeze order extension
- Réal Samson Matter - Freeze order extension
- Preventive Measures - Cease trade and freeze orders issued in the matter of Fer de Lance Foundation
- Rocco Di Stefano pleads guilty to 46 counts
- Capital P.V.M. inc. - Yvon Charbonneau(1), Jean-Yves Mulet and Lise Milot fined $37,000
- Triglobal - 2007-033 - Freeze order extended
- Cease trade and freeze orders issued against Jean Bissonnette and Les Services financiers Jean Bissonnette inc.
- Yves Dion fined $218,000