This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Illegal receipt of a commission - Claude Sicotte found guilty again
- Financière Hélios Capital - Service of decision (2010-018-09) by Bureau
- Mount Real and Norshield - Marc-André Froment and Roberto Milzi fined
- Cease trade order against Orbite Aluminae Inc. lifted
- Late Insider Trading Reports - Guy Goulet fined $57,000
- President of Water Safety Services Inc. and International Water Safety Foundation pleads guilty to 16 counts and is fined $83,000
- Illegal Practices and Distributions - Simon Déry Fined $42,000
- Distribution other than through a representative - Four insurers fined $80,000
- Financière Hélios Capital - Service of hearing notice
- Cease trade order against Orbite Aluminae Inc. maintained