This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Portfolio management - Mandataire P.L.P. Inc. and Pierre-Louis Péloquin stripped of their rights and fined $32,500
- Mutual fund dealer - Withdrawal of Rimac Financial Inc.'s right to practise
- Illegal practice as claims adjustor - Georges Younes fined
- Tempus - Illegal practice and distributions - Raymond Parent and Alain Botbol found guilty
- Natural Solutions International Inc. - Four co-accused fined almost $500,000
- Financière Hélios Capital - Service of Decision by Bureau 2010-018-010
- No new trial for Gérald Turp
- Late Insider Trading Reports - Insider Fined $18,000
- Cease Trade Order Against François Michaud, Righthedge Investments inc. and Wealth Building Venture inc.
- Mutual Fund Dealer - Rimac Financial Inc.'s rights suspended