This list presents the prosecutions instituted by the AMF and the decisions handed down by the courts.
- Illegal distributions without a prospectus - Helga Leuthe fined $40,000
- Administrative penalties imposed on Denis Blondeau and Denis Blondeau Assurances inc.
- Reciprocal cease trade orders against repeat offender Michael Lee Mitton
- Freeze and cease trade orders against Imran Shahid and Kamran Shahid
- Matter of Tran et al. - Service of notice of presentation
- Agreement between AMF and Scotia Life Insurance Company
- Foster Tuck, Caroline Lagacé and Jean-Louis Tanguay plead guilty to 32 charges
- Freeze order against Services Bench & Jerry, Benchley Pierre René and Jerry Peterson Lavoile
- Administrative penalties against Robert Beauchamp and R. Beauchamp et Laplante courtiers d'assurance inc.
- Guy Martineau acquitted