In the matter of Excel Gold Mining - AMF launches penal proceedings against 4 individuals
Securities
Montréal - The Autorité des marchés financiers (the "AMF") has launched penal proceedings against Serge Ollu, Michel Demontigny, Patrick Lessard and Yannick Lessard which include 10 charges of market manipulation (influencing or attempting to influence the market price or value of securities of Excel Gold Mining Inc.) making misrepresentations and illegal distribution.
All the alleged contraventions of the Securities Act relate to Excel Gold Mining Inc., formerly known as Tom Exploration Inc. The company declared that it carried on business in the field of prospection services and geophysical and geodesic surveys, and more specifically mining exploration.
Excel Gold Mining was listed on TSX Venture Exchange under the symbol EGM and was delisted in October 2012.
Serge Ollu is facing three counts of conspiracy (market manipulation), market manipulation and misrepresentations. Three similar charges have been laid against Michel Demontigny. Messrs. Ollu and Demontigny acted as consultants for the above-mentioned company.
Patrick Lessard is facing one count of making misrepresentations and one count of market manipulation. He was a director and Vice-President of Excel Gold Mining.
Lastly, Yannick Lessard is facing two counts: one for illegal distribution and another for market manipulation.
The Autorité des marchés financiers (the "AMF") is the regulatory and oversight body for Québec's financial sector.
- 30 -
Information:
Media only:
Sylvain Théberge: 514-940-2176
Information Centre:
Québec City: 418-525-0337
Montréal: 514-395-0337
Toll-free: 1-877-525-0337
Twitter: @lautorite This link will open in a new window
Additional news
- Over $18 Million in Fines Against Jean-François Amyot and other Defendants
- AMF launches penal proceedings targeting market manipulation activities
- Order issued against Laurent Beaudoin
- Market Manipulation - AMF launches penal proceeding against Carol McKeown, Daniel Ryan and Downshire Capital inc.
- IAB Média inc. - Service of notice of presentation
- AMF launches penal proceeding targeting market manipulation activities
- Illegal Distribution and Illegal Practice as a Dealer - Laurent Beaudoin pleads guilty to 33 charges
- Ressources minières Andréane - over $1.2M in fines
- Natural Solutions International Inc. - Four co-accused fined almost $500,000
- Wanderport Corp. and Neuro-Biotech inc. - New orders to freeze assets, cease trading and shut down website
- Notice of hearing related to the matter of IAB Média inc., in respect of Neuro-Biotech inc., Wanderport Corp. and Andrea Cortellazzi
- Illegal Distributions in Québec City Area - AMF launches penal proceeding and seeks fines totalling $573,000
- Alleged market manipulation - Orders to cease trading and shut down website
- Ressources minières Andréane inc. - AMF launches penal proceedings and seeks fines totalling $2,824,000
- Downshire Capital Inc. - Cease trade order issued against Frédéric Allali
- Aiding with illegal distributions and illegal practice as dealer - Luc Tessier finded $336,000
- Aiding with illegal distributions and illegal practice as dealer - Luc Tessier guilty
- Illegal practice as securities dealer - Ghislaine Pigeon fined $55,500
- AMF launches penal proceedings against Réjeanne Pelletier, Guy Drouin and Laurent Beaudoin and seeks $208,000 in fines
- Line Vaillancourt fined $14,000
- Natural Solutions International Inc. - AMF files 99 charges and seeks $702,000 in fines
-
Ressources minières Andréane inc. -
Freeze order extended - Ressources minières Andréane inc. - Freeze and cease trade order
- AMF files 78 charges against Ghislaine Pigeon, Line Vaillancourt and Luc Tessier and seeks fines exceeding $530,000