- Extensive update of the Governance and Compliance Guide for registrants 7 October 2020
- New CSA report highlights investor education in turbulent times 1st October 2020
- AMF publishes annual summary of corporate finance oversight and regulatory activities 24 September 2020
- Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers 18 September 2020
- Beware of claims made by HAWK / TRADING PLEX 2 September 2020
- Beware of claims made by XOXA BANK 1st May 2020
