- IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements 23 May 2019
- Kamran Shahid and Imran Shahid fined a total of $345,000 22 May 2019
- AMF Publishes Regulation respecting alternative distribution methods 15 May 2019
- Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions 9 May 2019
- Do not respond to solicitations by Claude Hebert, Hebert Finance and GXC Financial 31 October 2018
- Do not respond to solicitations from FSM Smart 29 October 2018