Your complaint examination obligations Effective until June 30, 2025 See the new obligations taking effect on July 1, 2025 . Your five obligations concerning the examination of client complaints are as follows: Adopt a complaint processing policy In order to ensure fair treatment, you are required t […]

Certains produits d'assurance peuvent être offerts par des distributeurs plutôt que par des représentants certifiés. De nouvelles dispositions entreront en vigueur le 13 juin 2019. Apprenez-en plus.

Informations regarding the registration and the maintenance of registration in Quebec for Securities firms or Derivatives firms

Forms Firms, independent representatives and partnerships Registration and Schedules Firms and Independant partnerships Registration of firm or independent partnership (pdf - 823 KB) Updated on April 25, 2025 Companion Guide - Managing business relationships (pdf - 1 MB) Updated on May 4, 2021 Compa […]

Governance Guideline Introduction 1. Financial institution governance 2. Roles and responsibilities assigned to the board of directors and senior management 2.1 Roles and responsibilities of the board of directors 2.2 Roles and responsibilities of senior management 3. Governance framework 4. Interna […]

The AMF is publishing its statement of priorities to inform the industry and the general public about its key initiatives. These initiatives form part of the implementation of the organization’s 2021-2025 Strategic Plan and the vision it has set for itself: “A value-added regulator for consumers and the financial sector.”

Supervisors’ most frequently asked questions about the probationary period

The AMF may review your exam results if you submit an application and pay the required fees

Insurance, claims adjustment and financial planning PDU Professional development is compulsory for representatives wishing to maintain a right to practise issued by the AMF. To obtain information regarding your PDU record, contact one of the following organizations, depending on your right to practi […]

Terms of use Welcome to the website of the Autorité des marchés financiers (AMF) Our website provides general information, tools and forms for the various entities overseen by the AMF as well is for consumers of financial products and services. When you use the AMF website, you are also subject to t […]