Draft Guideline Insurance Bureau of Canada (IBC) – Reinsurance (Available in french only) Groupe Promutuel Fédération de sociétés mutuelles d’assurance générale - Reinsurance (Available in french only) Canadian Institute of Actuaries (CIA) – Reinsurance and Business Continuity (Available in french o […]

Notice - Investment Management Guideline Investment Management Guideline - Draft version Investment Management Guideline - Clean version […]

Regulatory Notice CSA Notice of second consultation Regulation 93-101 respecting Derivatives: Business Conduct Policy statement to Regulation 93-101 respecting Derivatives: Business Conduct ATB Financial - Lisa McDonald BlackRock Asset Management Canada Limited - Margaret Gunawan Canadian Commercial […]

Capital Power Canadian Market Infrastructure Committee (CMIC) International Swaps and Derivatives Association Inc. (ISDA) Just Energy Group Inc. (Just Energy) Osler Hoskin & Harcourt LLP (OSLER) RBC Global Asset Management Inc. (RBC GAM) SaskEnergy Incorporated State Street Global Advisors Ltd. (SSg […]

On April 1, 2011, the CSA published for comment draft regulations and amendments relating to securitized products (the Draft Securitized Products Regulations ). The Draft Securitized Products Regulations set out a new framework for the regulation of securitized products in Canada. The comment period […]

In view of the forthcoming implementation of a new regulatory obligation requiring counterparties to an over-the-counter derivatives transaction to report their data to a trade repository, the Autorité des marchés financiers (the "AMF") is notifying market participants that Chicago Mercantile Exchan […]

A new Professional liability insurance contract drafting Guide is now available to insurers, firms and representatives to help them prepare an insurance contract that meets the requirements of the Act respecting the distribution of financial products and services . , […]

Under sections 76 and 83 of the Act respecting the distribution of financial products and services , firms, representatives and independent partnerships are required to subscribe for and maintain professional liability insurance. In addition, this insurance contract must be consistent with the regul […]

A number of changes or add-ons have been made to improve your use of our on-line services. We encourage you to share this information with co-workers who carry out transactions with the AMF through our website.A number of changes or add-ons have been made to improve your use of our on-line services. […]

Toronto – January 20, 2022 – The Canadian Securities Administrators (CSA) today published for comment the proposed business conduct regime for regulating dealers and advisers in over-the-counter (OTC) derivatives in Canada. Toronto – January 20, 2022 – The Canadian Securities Administrators (CSA) to […]