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Displaying results 231 to 240 of 8030.
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Regulation to amend Regulation 23-101 respecting Trading Rules (Order protection rules)
CIBC World Markets BMO Financial Group Scotiabank TMX Group RBC Capital Markets – Global Equity Liquidnet Canada RBC Dominion Securities Wealth Management BlackRock True North Vantage Canadian Security Traders Association Katya Malinova et Andreas Park (University of Toronto) Acumen Capital Partners […]
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CSA Notice 81-324 and Request for Comment - Propsed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Advocis AGF Alternative Investment Management Association (AIMA) Andrew Teasdale Arthur Ross Association of Canadian Compliance Professionals Borden Ladner Gervais Bullion Management Services Inc. Canadian ETF Association (CETFA) Capital Group CFA CI Invesments Inc. CIBC Consumers Council of Canada […]
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Regulation to amend Regulation 45-102 respecting Resale of Securities and concordant regulations
Regulatory Notice CSA Notice and Request for Comment Regulation to amend Regulation 45-102 respecting Resale of Securities Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ong […]
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Aiding with illegal distribution - Daniel Boivin fined $10,000
Montréal - On October 23, 2012, Justice of the Peace Gilles Michaud of the Court of Québec, district of Montréal, ordered Daniel Boivin1 to pay fines totalling $10,000. Montréal - On October 23, 2012, Justice of the Peace Gilles Michaud of the Court of Québec, district of Montréal, ordered Daniel Bo […]
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Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations and Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Cost Disclosure, Performance Reporting and Client Statements
Exempt Market Investors – Account Reporting Practices Online Survey Final Report Results of Investor Focus Groups and Personal Interviews - Background Report for Online Survey of Exempt Market Investors Telephone survey of Retail investors – Account reporting practices Omnibus Final Report AGF Inves […]
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Draft Regulation 94-101 respecting Mandatory Central Counterparty Clearing of Derivatives
Notice Regulation Policy Statement The Canadian Advocacy Council Capital Power Canadian Market Infrastructure Committee (CMIC) Canadian Life and Health Insurance Association Inc. (CLHIA) Canadian Pension Fund Managers Central 1 CLS Bank International (CLS) Concentra Financial (Concentra) Dentons Can […]
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AMF signs assistance and mutual co-operation agreement with United Arab Emirates
Montréal – The Québec Autorité des marchés financiers (AMF) and the Emirates Securities and Commodities Authority (ESCA), the agency responsible for ensuring efficient securities markets in the United Arab Emirates, today entered into a co-operation agreement. Montréal – The Québec Autorité des marc […]
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Freeze order against Services Bench & Jerry, Benchley Pierre René and Jerry Peterson Lavoile
Montréal - On November 5, 2015, further to an ex parte application filed by the Autorité des marchés financiers ("AMF"), the Bureau de décision et de révision ("Bureau") issued freeze orders and orders to cease activities as a securities and derivatives adviser against Services Bench & Jerry inc., B […]
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CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study
CSA Staff Notice and Request for Comment 23-323: Trading Fee Rebate Pilot Study CSA Staff Notice 11-340: Extension of Comment Period AGF Investments Inc. - John Christofilos Blackrock Asset Management Canada - Margaret Gunawan Canadian Advocacy Council for Canadian Canadian Securatization - Ian Band […]
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Improvement in trust companies' results and decline in savings companies' profitability in 2010
Montréal - The 2010 annual report on trust companies and savings companies published by the Autorité des marchés financiers (AMF) and tabled today in the Québec National Assembly reveals steady growth in trust companies' earnings compared with 2009 but lower profits for savings companies during the […]