News
- Matter of Tran et al. - Service of notice of presentation
- Richard Tremblay and André Mailloux fined a total of $676,200
- Canadian securities administrators publish summary of the roundtable on response to cyber security incidents
- Canadian securities regulators seek comments on reducing regulatory burden for non-investment fund reporting issuers
- Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers
- Approval of the EMMoU
- AMF Solvency publishes annual statement of priorities for 2017–2018
- Illegal practice and distribution without a prospectus - Marie-France Dayan fined $32,000
- Canadian Securities Administrators Renew Term of Chair and Vice-Chair
- 2016 - Another year of rigorous enforcement