- AMF warns of “fake CEO” scam
- Courses of action to protect vulnerable clients
- IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements
- Kamran Shahid and Imran Shahid fined a total of $345,000
- AMF Publishes Regulation respecting alternative distribution methods
- Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions
- Canadian securities regulators outline next steps on the development of an integrated information system
- AMF concludes its review of transactions relating to Bombardier Inc.’s Automatic Securities Disposition Plan
- Regulators sign an agreement with the Financial Conduct Authority
- Joint Forum of Financial Market Regulators continues work on collaboration and information sharing at its Annual Meeting
