- Sale of insurance products by dealers - AMF institutes a series of penal proceedings
- AMF welcomes a new member to its Investment Products Advisory Committee
- Extensive update of the Governance and Compliance Guide for registrants
- New CSA report highlights investor education in turbulent times
- AMF publishes annual summary of corporate finance oversight and regulatory activities
- Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers
- Canadian securities regulators propose changes to the offering memorandum prospectus exemption
- Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers
- Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions
- Réjean Presseault sentenced to fines totalling $464,000 and 18 months in jail
