- Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines
- AMF designates Equifax Canada and Trans Union of Canada as credit assessment agents
- Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility
- Tribunal suspends the certificates of François Baillargeon-Bouchard
- AMF cautions Quebeckers about stock market speculation risks
- Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds
- AMF renews call for heightened vigilance against cyber threats in Québec’s financial sector
- Administrative penalty imposed on Desjardins Financial Services Firm
- Beware of fraudulent representations by Batama Investments Ltd.
- Firms have until January 30, 2021 to file their report
