- Late Insider Reporting - Martial Rolland and Robert Jones ordered to pay $13,200 and $8,400 respectively
- Fund for Investor Education and the Promotion of Good Governance - Nine new projects selected
- Claude Valade's appeal in Superior Court dismissed
- Claude Vézeau pleads guilty to insider trading
- The International Organization of Securities Commissions (IOSCO) has released for comment a paper that proposes principles for the valuation of hedge fund portfolios
- Flamidor inc. and Jean-Noël Lacroix plead guilty to 40 charges
- Freeze order renewed against Groupe financier Fides inc. and Fiducie Fides and partial lifting of freeze
- Freeze and cease trade orders against Michel L'Italien, 9151-5270 Québec inc., Noble & Finance inc. and Les Investissements Noble & Finance inc.
- AMF issues warning about activities of Universal networks
- Enviromondial - AMF files 162 charges against Stevens Demers / Seeking $1.2 million fine and prison term
