- Jitec - Ali Reza Bassiri found guilty on four charges
- Regulation of Derivatives Markets - AMF publishing derivatives framework proposal documents
- Insider Reporting - AMF launches penal proceeding against Guy Goulet
- Canadian regulators adopt a national policy for revoking a cease trade order
- Caution is the watchword - Don't believe every ad you read
- Appointment of assessment committee members: Fund for investor education and the promotion of good governance
- AMF launches penal proceeding against Kinsway General Insurance Company
- AMF lays 100 charges against Gaby Cournoyer and David Allaire; seeks prison term and fines of $647,000
- Constant Vanier pleads guilty
- Gauthier et Cie, Gestion de placements inc. ordered to pay administrative penalty of $3,500
