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- Claude Vézeau pleads guilty to insider trading
- The International Organization of Securities Commissions (IOSCO) has released for comment a paper that proposes principles for the valuation of hedge fund portfolios
- Flamidor inc. and Jean-Noël Lacroix plead guilty to 40 charges
- Freeze order renewed against Groupe financier Fides inc. and Fiducie Fides and partial lifting of freeze
- Freeze and cease trade orders against Michel L'Italien, 9151-5270 Québec inc., Noble & Finance inc. and Les Investissements Noble & Finance inc.
- AMF issues warning about activities of Universal networks
- Enviromondial - AMF files 162 charges against Stevens Demers / Seeking $1.2 million fine and prison term
- Freeze and cease trade orders against Gestion Guychar Canada Inc., Guy Charron, Richard Lanthier and Huguette Gauthier
- Québec Court rules appeal by Jacques Gagné unfounded
- Freeze order extended against Cogetax