- Proposal for a single securities commission: comments and discussion prepared by Jean-Marc Suret and Cécile Carpentier
- Second edition of Rendez-vous with the AMF - Constructive dialogue among nearly 500 members of the financial services industry
- Cease trade order and administrative penalty against Jean Desbiens
- Insider Trading - AMF launches penal proceedings against three insiders
- Appointment of Mario Albert as Superintendent, Distribution
- Registrations withdrawn for Paul Gagné and Tip Investment Advisors Ltd
- Interlocutory decision against Élise Pépin et associés inc.
- Freeze order against G.I.S.P. Aideauxfamilles.com, G.I.S.P. Aid4families.com, Earl Mattews and Reyanne Briand
- Jitec - Ali Reza Bassiri ordered to pay four times minimum fine
- CSA study shows one in 20 Canadians a victim of investment fraud - often introduced by someone they know and trust