- Administrative penalty against Rimac Financial Inc.
- Administrative penalty against Courtage d'assurance Claude Hétu inc.
- Enviromondial - AMF launches penal proceedings against Nathaly Demers
- Mount Real - Anthony Cappellano guilty
- Constantin Dean Caros guilty
- AMF files 142 charges against P.R.A.T.I.C. 2000 Inc., Pascal Baril and Jacinthe Forest; seeks $655,000 in fines
- Mount Real - Enrico Bruni acquitted
- Future Growth Group - Cease trade order
- AMF approves applications by Montréal Exchange and Canadian Derivatives Clearing Corporation
- AMF approves MX climate exchange proposal
